Compliance Analyst, Soros Fund Management, New York

A junior Compliance Analyst supporting Soros Fund Management's Legal and Compliance team, focused on the Personal Account Dealing (PAD) program and Code of Ethics compliance, plus systems, testing and policy work.

SFM seeks a detail-oriented junior professional to support its Legal and Compliance team, focusing on the Personal Account Dealing (PAD) program and Code of Ethics compliance, while also contributing to systems enhancements, testing, process documentation and policy development. Key responsibilities include: managing employee compliance onboarding and certifications; maintaining restricted issuer lists with accuracy and timeliness; administering Code of Ethics policies via the ComplySci platform; coordinating regulatory filings (TIC, SHCA, SHLA reports) with the Federal Reserve; monitoring treasury auctions and escalating findings; administering the PAD program including pre-clearance and monitoring; performing conflict checks on employee and firm activities; supporting compliance system evaluations and testing; drafting and updating policies and procedures; and providing ECM trading coverage as needed.

Requirements: a bachelor's degree (finance, economics, law or a related field preferred); 2-4 years of relevant experience in asset management, regulatory agencies or compliance; strong attention to detail and organizational skills; excellent written and verbal communication; analytical and critical thinking; the ability to thrive in a fast-paced, deadline-driven environment; intellectual curiosity and eagerness to learn; and a collaborative, feedback-receptive approach. Base salary $115,000-$135,000 plus a discretionary year-end bonus; in office four days per week with one remote day permitted.